Ownership Profile

Shareholder Breakdown
Shareholder Holders Values ($) % O/S Shares
Institution 68 111 79.34 22,516,531
Mutual Fund 39 36 31.78 9,019,449
Institutional Shareholder Rotation
Shareholder Holders Values Change ($) % O/S Shares Change
Buyers 23 6.70 3.55 1,007,986
Sellers 40 -11.39 7.93 -2,251,722
Net -- -4.69 4.38 -1,243,736
Institutional Shareholder Concentration
Shareholder Values ($) % O/S Shares
Top 10 Inst. 95 65.74 18,658,348
Top 20 Inst. 108.20 77.11 21,883,892
Top 50 Inst. 110.83 79.28 22,499,447
Total Inst. 110.83 79.28 22,499,447
Institutional Shareholder Style
Shareholder Holders Values ($) % O/S Shares
Index 9 5 6.42 1,215,337
CoreGrowth 10 1 1.62 306,739
AggresGr 1 0 0.63 119,000
IncomeValue 4 19 22.35 4,233,631
GARP 4 19 24.10 4,564,052
VCPrivateEquity 3 24 21.84 4,136,294
HedgeFund 8 9 11.57 2,191,510
BrokerDealer 9 0 0.54 103,039
CoreValue 7 8 10.66 2,019,570
DeepValue 2 0 0.03 6,258
Top Holders: Institutional Investor
Holder Shares Held % O/S Shares Change Filing Date
Fidelity Management & Research Company 4,245,530 14.96 0 12/31/2016
Franklin Advisers, Inc. 2,994,200 10.55 -31,100 12/31/2016
GlaxoSmithKline Plc 2,121,668 7.48 0 03/31/2016
Skyline Ventures 1,992,415 7.02 700,000 03/31/2016
Polaris Venture Partners 1,968,606 6.94 0 12/31/2016
NorthPointe Capital, LLC 1,395,774 4.92 -42,512 12/31/2016
Johnson & Johnson 1,330,305 4.69 -101,215 12/31/2015
Longview Asset Management, L.L.C. 1,226,320 4.32 7,580 12/31/2015
Sphera Funds Management Ltd. 696,273 2.45 87,002 12/31/2016
Deerfield Management Company, L.P. 687,257 2.42 0 12/31/2016
The Vanguard Group, Inc. 674,920 2.38 -11,065 12/31/2016
AXA Investment Managers UK Ltd. 606,599 2.14 11,269 12/31/2016
Rock Springs Capital Management LP 480,000 1.69 0 12/31/2016
Alphamark Advisors, LLC 304,822 1.07 78,000 12/31/2016
BlackRock Institutional Trust Company, N.A. 279,599 0.99 35,252 12/31/2016
Alyeska Investment Group, L.P. 225,569 0.79 1,798 12/31/2016
Principal Global Investors (Equity) 218,100 0.77 8,000 12/31/2016
Lux Capital Management, LLC 175,273 0.62 -897,338 12/31/2015
Geode Capital Management, L.L.C. 141,662 0.50 288 12/31/2016
Bridgeway Capital Management, Inc. 119,000 0.42 0 12/31/2016
Millennium Management LLC 72,287 0.25 -29,113 12/31/2016
California Public Employees' Retirement System 60,000 0.21 0 12/31/2016
KCG Americas LLC 54,713 0.19 40,151 12/31/2016
Dimensional Fund Advisors, L.P. 51,350 0.18 2,558 12/31/2016
Clark (William D) 50,205 0.18 2,800 11/07/2016
Birchview Capital, LP 39,000 0.14 0 12/31/2016
Northern Trust Investments, Inc. 35,218 0.12 645 12/31/2016
Bosley (Katrine S) 31,092 0.11 0 03/31/2016
Jacobs Levy Equity Management, Inc. 26,080 0.09 -22,817 12/31/2016
Hetherington (Seth V) 26,000 0.09 5,000 11/09/2016
State Street Global Advisors (US) 21,600 0.08 0 12/31/2016
Susquehanna Financial Group, LLLP 19,260 0.07 19,260 12/31/2016
Goldman Sachs & Company, Inc. 15,398 0.05 -23,014 12/31/2016
Poole Jonathan 15,213 0.05 7,000 11/07/2016
Columbia Threadneedle Investments (US) 14,865 0.05 -8,635 12/31/2016
BNY Mellon Asset Management 12,111 0.04 -708 12/31/2016
Fidelity Institutional Asset Management 10,700 0.04 0 12/31/2016
Morgan Stanley Wealth Management 8,719 0.03 -6,554 12/31/2016
Oppenheim Asset Management Services S.à r.l. 6,323 0.02 -2,033 12/31/2016
Guggenheim Investments 5,702 0.02 9 11/30/2016
UBS Securities LLC 5,180 0.02 -482 12/31/2016
Independent Financial Partners 5,000 0.02 5,000 12/31/2016
BlackRock Investment Management, LLC 4,258 0.02 0 12/31/2016
AXA Rosenberg Investment Management LLC 4,258 0.02 0 10/31/2016
Citi Investment Research (US) 4,000 0.01 0 12/31/2016
BlackRock Financial Management, Inc. 3,917 0.01 0 12/31/2016
Tower Research Capital LLC 3,744 0.01 2,030 12/31/2016
Dimensional Fund Advisors, Ltd. 3,362 0.01 0 11/30/2016
Financial Architects Inc. 3,000 0.01 0 12/31/2016
AllianceBernstein L.P. 3,000 0.01 3,000 04/30/2016

Ownership data is provided by Thomson Reuters, a third party service, and Genocea Biosciences does not maintain or provide information directly to this service.