Ownership Profile

Shareholder Breakdown
Shareholder Holders Values ($) % O/S Shares
Institution 99 39 48.61 13,953,191
Mutual Fund 103 21 22.03 6,322,114
Institutional Shareholder Rotation
Shareholder Holders Values Change ($) % O/S Shares Change
Buyers 43 1.70 3.24 929,620
Sellers 46 -19.01 32.18 -9,237,653
Net -- -17.31 28.94 -8,308,033
Institutional Shareholder Concentration
Shareholder Values ($) % O/S Shares
Top 10 Inst. 33 38.27 10,986,274
Top 20 Inst. 35.82 44.25 12,702,396
Top 50 Inst. 38.31 47.87 13,740,600
Total Inst. 38.31 47.87 13,740,600
Institutional Shareholder Style
Shareholder Holders Values ($) % O/S Shares
Index 16 5 11.80 3,387,367
AggresGr 1 0 0.53 151,000
CoreGrowth 15 1 0.87 250,753
Growth 1 0 0.07 19,200
IncomeValue 2 0 0.26 73,240
Yield 1 0 0.02 5,000
BrokerDealer 14 1 1.35 388,331
GARP 10 2 4.78 1,370,813
HedgeFund 7 1 2.49 715,651
Specialty 1 0 0.01 4,205
VCPrivateEquity 2 12 12.08 3,468,518
CoreValue 7 2 5.00 1,435,226
DeepValue 2 0 0.36 102,285
Momentum 1 0 0.00 877
Top Holders: Institutional Investor
Holder Shares Held % O/S Shares Change Filing Date
GlaxoSmithKline Plc 2,121,668 7.39 0 03/31/2017
Polaris Venture Partners 1,968,606 6.86 0 09/30/2017
Skyline Ventures 1,499,912 5.23 -492,503 03/31/2017
BlackRock Institutional Trust Company, N.A. 1,336,093 4.65 20,399 09/30/2017
The Vanguard Group, Inc. 948,647 3.30 91,885 09/30/2017
Fidelity Management & Research Company 846,507 2.95 -3,380,009 09/30/2017
NorthPointe Capital, LLC 823,577 2.87 -512,485 09/30/2017
AXA Investment Managers UK Ltd. 578,192 2.01 -7,874 09/30/2017
Sphera Funds Management Ltd. 490,000 1.71 0 09/30/2017
State Street Global Advisors (US) 373,072 1.30 6,900 09/30/2017
Alphamark Advisors, LLC 304,886 1.06 0 09/30/2017
Northern Trust Investments, Inc. 288,008 1.00 -404 09/30/2017
Virtu Americas LLC 202,900 0.71 202,900 09/30/2017
Geode Capital Management, L.L.C. 197,506 0.69 4,159 09/30/2017
Bridgeway Capital Management, Inc. 151,000 0.53 0 09/30/2017
Nuveen LLC 130,688 0.46 1,902 09/30/2017
Quinn Opportunity Partners LLC 123,100 0.43 123,100 09/30/2017
Siber (George R) 108,680 0.38 106,664 05/19/2017
Balyasny Asset Management LP 108,386 0.38 108,386 09/30/2017
BlackRock Investment Management, LLC 100,968 0.35 0 09/30/2017
BNY Mellon Asset Management 72,740 0.25 2,654 09/30/2017
Franzen Gerber & Westphalen Asset Management GmbH 63,953 0.22 63,953 03/31/2017
California Public Employees' Retirement System 60,000 0.21 0 09/30/2017
Fidelity Institutional Asset Management 57,200 0.20 8,000 09/30/2017
Clark (William D) 54,205 0.19 4,000 03/31/2017
GSA Capital Partners LLP 49,300 0.17 30,100 09/30/2017
Charles Schwab Investment Management, Inc. 49,100 0.17 0 09/30/2017
California State Teachers Retirement System 47,100 0.16 -3,600 09/30/2017
Susquehanna Financial Group, LLLP 44,240 0.15 44,240 09/30/2017
Morgan Stanley & Co. LLC 40,226 0.14 13,961 09/30/2017
Poole Jonathan 39,247 0.14 0 07/24/2017
Birchview Capital, LP 39,000 0.14 0 09/30/2017
Delaware Street Capital, L.L.C. 36,939 0.13 36,939 09/30/2017
Bosley (Katrine S) 31,092 0.11 0 03/31/2017
New York State Common Retirement Fund 30,400 0.11 0 09/30/2017
Rhumbline Advisers Ltd. Partnership 30,256 0.11 255 09/30/2017
Dimensional Fund Advisors, L.P. 29,131 0.10 -21,119 09/30/2017
Hetherington (Seth V) 26,000 0.09 0 03/31/2017
State of Wisconsin Investment Board 24,000 0.08 0 09/30/2017
BlackRock Financial Management, Inc. 22,936 0.08 5,825 09/30/2017
Citadel LLC 22,227 0.08 11,242 09/30/2017
Deutsche Asset Management Americas 22,031 0.08 -4,090 09/30/2017
Columbia Threadneedle Investments (US) 21,233 0.07 -1,000 09/30/2017
Wedbush Securities, Inc. 20,500 0.07 20,500 09/30/2017
Credit Suisse Securities (USA) LLC 19,549 0.07 19,549 09/30/2017
SunAmerica Asset Management, LLC 19,200 0.07 1,436 09/30/2017
Northern Trust Global Investments 17,475 0.06 -710 09/30/2017
Voya Investment Management LLC 16,956 0.06 0 09/30/2017
SG Americas Securities, L.L.C. 16,879 0.06 16,879 09/30/2017
Citi Investment Research (US) 15,089 0.05 1,017 09/30/2017

Ownership data is provided by Thomson Reuters, a third party service, and Genocea Biosciences does not maintain or provide information directly to this service.