Ownership Profile

Shareholder Breakdown
Shareholder Holders Values ($) % O/S Shares
Institution 66 113 78.46 22,362,708
Mutual Fund 44 47 32.03 9,130,625
Institutional Shareholder Rotation
Shareholder Holders Values Change ($) % O/S Shares Change
Buyers 21 6.86 3.62 1,032,870
Sellers 25 -6.79 4.59 -1,309,251
Net -- 0.07 0.97 -276,381
Institutional Shareholder Concentration
Shareholder Values ($) % O/S Shares
Top 10 Inst. 96 64.84 18,481,262
Top 20 Inst. 109.87 76.16 21,706,806
Top 50 Inst. 112.66 78.40 22,345,467
Total Inst. 112.66 78.40 22,345,467
Institutional Shareholder Style
Shareholder Holders Values ($) % O/S Shares
Index 8 5 4.28 1,219,187
AggresGr 1 0 0.42 119,000
CoreGrowth 10 1 1.08 306,739
IncomeValue 4 19 14.85 4,233,631
BrokerDealer 7 0 0.33 95,346
GARP 4 19 16.01 4,564,052
HedgeFund 8 9 7.69 2,191,510
VCPrivateEquity 4 25 14.56 4,149,723
CoreValue 7 10 6.46 1,842,475
DeepValue 1 0 0.01 4,258
Top Holders: Institutional Investor
Holder Shares Held % O/S Shares Change Filing Date
Fidelity Management & Research Company 4,245,530 14.90 0 12/31/2016
Franklin Advisers, Inc. 2,994,200 10.50 -31,100 12/31/2016
GlaxoSmithKline Plc 2,121,668 7.44 0 03/31/2016
Skyline Ventures 1,992,415 6.99 700,000 03/31/2016
Polaris Venture Partners 1,968,606 6.91 0 12/31/2016
Johnson & Johnson 1,330,305 4.67 -101,215 12/31/2015
Longview Asset Management, L.L.C. 1,226,320 4.30 7,580 12/31/2015
NorthPointe Capital, LLC 1,218,688 4.28 -177,086 03/31/2017
Sphera Funds Management Ltd. 696,273 2.44 87,002 12/31/2016
Deerfield Management Company, L.P. 687,257 2.41 0 12/31/2016
The Vanguard Group, Inc. 674,920 2.37 -11,065 12/31/2016
AXA Investment Managers UK Ltd. 606,599 2.13 11,269 12/31/2016
Rock Springs Capital Management LP 480,000 1.68 0 12/31/2016
Alphamark Advisors, LLC 304,822 1.07 78,000 12/31/2016
BlackRock Institutional Trust Company, N.A. 279,599 0.98 35,252 12/31/2016
Alyeska Investment Group, L.P. 225,569 0.79 1,798 12/31/2016
Principal Global Investors (Equity) 218,100 0.77 8,000 12/31/2016
Lux Capital Management, LLC 175,273 0.61 -897,338 12/31/2015
Geode Capital Management, L.L.C. 141,662 0.50 288 12/31/2016
Bridgeway Capital Management, Inc. 119,000 0.42 0 12/31/2016
Millennium Management LLC 72,287 0.25 -29,113 12/31/2016
California Public Employees' Retirement System 60,000 0.21 0 12/31/2016
KCG Americas LLC 54,713 0.19 40,151 12/31/2016
Dimensional Fund Advisors, L.P. 51,350 0.18 2,558 12/31/2016
Clark (William D) 50,205 0.18 2,800 11/07/2016
Birchview Capital, LP 39,000 0.14 0 12/31/2016
Northern Trust Investments, Inc. 35,218 0.12 645 12/31/2016
Bosley (Katrine S) 31,092 0.11 0 03/31/2016
Jacobs Levy Equity Management, Inc. 26,080 0.09 -22,817 12/31/2016
Hetherington (Seth V) 26,000 0.09 5,000 11/09/2016
State Street Global Advisors (US) 21,600 0.08 0 12/31/2016
Susquehanna Financial Group, LLLP 19,260 0.07 19,260 12/31/2016
Goldman Sachs & Company, Inc. 15,398 0.05 -23,014 12/31/2016
Poole Jonathan 15,213 0.05 7,000 11/07/2016
Columbia Threadneedle Investments (US) 14,865 0.05 -8,635 12/31/2016
Hamilton Lane Advisors, LLC 13,429 0.05 13,429 03/31/2017
BNY Mellon Asset Management 12,111 0.04 -708 12/31/2016
Manchester Capital Management LLC 11,786 0.04 11,786 03/31/2017
Fidelity Institutional Asset Management 10,700 0.04 0 12/31/2016
Vericimetry Advisors LLC 8,900 0.03 8,900 09/30/2016
Morgan Stanley Wealth Management 8,719 0.03 -6,554 12/31/2016
Oppenheim Asset Management Services S.à r.l. 6,323 0.02 -2,033 12/31/2016
Guggenheim Investments 5,693 0.02 0 02/28/2017
UBS Financial Services, Inc. 5,180 0.02 -482 12/31/2016
BlackRock Investment Management, LLC 4,258 0.01 0 12/31/2016
AXA Rosenberg Investment Management LLC 4,258 0.01 0 01/31/2017
Citi Investment Research (US) 4,000 0.01 0 12/31/2016
BlackRock Financial Management, Inc. 3,917 0.01 0 12/31/2016
Tower Research Capital LLC 3,744 0.01 2,030 12/31/2016
Dimensional Fund Advisors, Ltd. 3,362 0.01 0 11/30/2016

Ownership data is provided by Thomson Reuters, a third party service, and Genocea Biosciences does not maintain or provide information directly to this service.