Ownership Profile

Shareholder Breakdown
Shareholder Holders Values ($) % O/S Shares
Institution 90 58 61.69 50,646,001
Mutual Fund 94 4 3.89 3,197,317
Institutional Shareholder Rotation
Shareholder Holders Values Change ($) % O/S Shares Change
Buyers 30 28.13 37.33 30,651,196
Sellers 56 -11.23 8.00 -6,567,555
Net -- 16.90 29.33 24,083,641
Institutional Shareholder Concentration
Shareholder Values ($) % O/S Shares
Top 10 Inst. 53 57.44 47,156,100
Top 20 Inst. 55.07 60.02 49,279,513
Top 50 Inst. 57.78 61.51 50,500,179
Total Inst. 57.78 61.51 50,500,179
Institutional Shareholder Style
Shareholder Holders Values ($) % O/S Shares
Index 13 4 3.90 3,202,306
CoreGrowth 11 1 0.30 242,575
Growth 2 0 0.04 29,440
IncomeValue 2 0 0.09 72,913
Yield 1 0 0.01 5,000
BrokerDealer 10 0 0.41 336,364
GARP 9 1 1.16 953,285
HedgeFund 9 5 6.83 5,608,854
Specialty 1 0 0.00 336
VCPrivateEquity 3 35 34.68 28,468,518
CoreValue 7 1 1.00 821,212
DeepValue 2 0 0.13 102,636
Momentum 1 0 0.00 1,818
Top Holders: Institutional Investor
Holder Shares Held % O/S Shares Change Filing Date
New Enterprise Associates (NEA) 25,000,000 30.45 25,000,000 01/17/2018
Vivo Opportunity LLC 8,180,000 9.96 8,180,000 01/17/2018
BVF Partners L.P. 5,000,000 6.09 5,000,000 01/29/2018
GlaxoSmithKline Plc 2,121,668 2.58 0 01/19/2018
Polaris Venture Partners 1,968,606 2.40 0 09/30/2017
Skyline Ventures 1,499,912 1.83 -492,503 03/31/2017
BlackRock Institutional Trust Company, N.A. 1,347,909 1.64 11,816 12/31/2017
The Vanguard Group, Inc. 825,848 1.01 -122,799 12/31/2017
NorthPointe Capital, LLC 786,634 0.96 -36,943 12/31/2017
Fidelity Management & Research Company 425,523 0.52 -420,984 12/31/2017
State Street Global Advisors (US) 370,935 0.45 -2,137 12/31/2017
Alphamark Advisors, LLC 291,934 0.36 -12,952 12/31/2017
Northern Trust Investments, Inc. 281,877 0.34 -6,131 12/31/2017
Balyasny Asset Management LP 218,684 0.27 110,298 12/31/2017
Virtu Americas LLC 210,048 0.26 7,148 12/31/2017
Geode Capital Management, L.L.C. 184,121 0.22 -13,385 12/31/2017
A.R.T. Advisors, LLC 172,136 0.21 172,136 12/31/2017
Nuveen LLC 155,380 0.19 24,692 12/31/2017
Millennium Management LLC 125,198 0.15 125,198 12/31/2017
Quinn Opportunity Partners LLC 113,100 0.14 -10,000 12/31/2017
Siber (George R) 108,680 0.13 106,664 05/19/2017
BlackRock Investment Management, LLC 100,968 0.12 0 12/31/2017
Clark (William D) 79,205 0.10 25,000 01/17/2018
BNY Mellon Asset Management 72,413 0.09 -327 12/31/2017
Deutsche Asset Management Americas 69,129 0.08 47,098 12/31/2017
Franzen Gerber & Westphalen Asset Management GmbH 63,953 0.08 13,953 03/31/2017
GSA Capital Partners LLP 63,800 0.08 14,500 12/31/2017
California Public Employees' Retirement System 60,000 0.07 0 12/31/2017
Morgan Stanley & Co. LLC 58,843 0.07 18,617 12/31/2017
Fidelity Institutional Asset Management 57,200 0.07 0 12/31/2017
California State Teachers Retirement System 47,100 0.06 0 12/31/2017
Poole Jonathan 39,247 0.05 0 07/24/2017
Birchview Capital, LP 39,000 0.05 0 12/31/2017
MYDA Advisors LLC 33,500 0.04 33,500 12/31/2017
Bosley (Katrine S) 31,092 0.04 0 03/31/2017
New York State Common Retirement Fund 30,400 0.04 0 12/31/2017
Hetherington (Seth V) 26,000 0.03 5,000 03/31/2017
Rhumbline Advisers Ltd. Partnership 24,370 0.03 -5,886 12/31/2017
State of Wisconsin Investment Board 24,000 0.03 0 12/31/2017
BlackRock Financial Management, Inc. 22,936 0.03 0 12/31/2017
Susquehanna Financial Group, LLLP 21,578 0.03 -22,662 12/31/2017
Two Sigma Investments, LP 19,439 0.02 19,439 12/31/2017
SunAmerica Asset Management, LLC 19,290 0.02 90 12/31/2017
American Century Investment Management, Inc. 18,971 0.02 18,971 12/31/2017
Northern Trust Global Investments 17,839 0.02 364 12/31/2017
Voya Investment Management LLC 16,956 0.02 0 12/31/2017
Citi Investment Research (US) 16,096 0.02 1,007 12/31/2017
SG Americas Securities, L.L.C. 14,856 0.02 -2,023 12/31/2017
Mellon Capital Management Corporation 12,105 0.01 0 12/31/2017
Financial Architects Inc. 11,700 0.01 0 12/31/2017

Ownership data is provided by Thomson Reuters, a third party service, and Genocea Biosciences does not maintain or provide information directly to this service.